Securities

A tacit understanding of securities law is vital for any business leader since fundraising outside of a bank or personal loan will likely involve issuing securities. Simply put, a security is any written evidence of ownership, and it most commonly takes the form of stocks, bonds, and options. There are federal laws governing securities, along with state laws that vary widely. The Venture Attorney can help you determine which state laws you are accountable to and what you must do in service of each state security law before issuing securities to avoid legal liabilities. 

 

The Securities Act, a federal law, passed in 1933, requires all securities offerings to be registered with the Securities and Exchange Commission (SEC) or exempt from registration through an exemption form. Registering with the SEC can be time-consuming and expensive. In most cases, we advise our clients to seek exemption, and we support them in finding the most advantageous exemption for their business.

Securities

A tacit understanding of securities law is vital for any business leader since fundraising outside of a bank or personal loan will likely involve issuing securities. Simply put, a security is any written evidence of ownership, and it most commonly takes the form of stocks, bonds, and options. There are federal laws governing securities, along with state laws that vary widely. The Venture Attorney can help you determine which state laws you are accountable to and what you must do in service of each state security law before issuing securities to avoid legal liabilities. 

 

The Securities Act, a federal law, passed in 1933, requires all securities offerings to be registered with the Securities and Exchange Commission (SEC) or exempt from registration through an exemption form. Registering with the SEC can be time-consuming and expensive. In most cases, we advise our clients to seek exemption, and we support them in finding the most advantageous exemption for their business.

Security in the right hands

This is a complicated area of start-up finance that necessitates legal council. We have made it a specialty at The Venture Attorney so that you do not need to lose sleep over whether or not you are accepting investment and issuing securities legally and securely. We can shield your business from harmful liability while creating a beneficial situation for you and your investors. We can assist in securities filings, compliance, and securities transactions. Remember never to make a financial move outside of accepting a simple loan without speaking to a securities lawyer experienced working with start-ups. The consequences of mishandling securities can be harsh enough to sink a business completely. At The Venture Attorney, we want to see all of our innovative and forward-thinking clients succeed, which is why we are committed to handling securities concerns in a way that leaves our clients completely invulnerable. 

 

When it comes to managing your business’s financial growth and future, you want The Venture Attorney team on your side.

Security in the right hands

This is a complicated area of start-up finance that necessitates legal council. We have made it a specialty at The Venture Attorney so that you do not need to lose sleep over whether or not you are accepting investment and issuing securities legally and securely. We can shield your business from harmful liability while creating a beneficial situation for you and your investors. We can assist in securities filings, compliance, and securities transactions. Remember never to make a financial move outside of accepting a simple loan without speaking to a securities lawyer experienced working with start-ups. The consequences of mishandling securities can be harsh enough to sink a business completely. At The Venture Attorney, we want to see all of our innovative and forward-thinking clients succeed, which is why we are committed to handling securities concerns in a way that leaves our clients completely invulnerable. 

 

When it comes to managing your business’s financial growth and future, you want The Venture Attorney team on your side.